I will provide written disclosure prior to our engagement (and anytime during our engagement) of any conflicts of interest which reasonably may compromise my independence or impartiality.
Neither I nor any party in which I have an interest receives any compensation that is contingent on your purchase or sale of any financial product.
I do not receive a fee or other compensation from any other party based on any referrals I provide.
In other words:
- I will always act in good faith and with candor
- I will be proactive in disclosing any conflicts that may impact you
- I will not accept any referral fees or compensation contingent on the purchase or sale of a financial product.
Additionally, my firm is committed to the Best Practices for Professional Conduct Standards put forth by the Institute for the Fiduciary Standard. Read the full document here.